FOI: 今日热门事件disclosure log archive (2011-2017)
The table below contains the disclosure log archive from 2011 to 2017.
Refer to FOI disclosure log for more information.
| Disclosure log number | Date information listed in disclosure log | Summary of FOI request received | Description of information released (and whether released in full or part) | Other information |
|---|---|---|---|---|
| 1 | 6 July 2011 | Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC | Letter of appointment dated 12 May 2011 | To access the document please email foirequest@asic.gov.au |
| 2 | 13 October 2011 | Request seeking ASIC's procedures re s15(3) of the Public Service Act | 1 document released in full | To access the document please email foirequest@asic.gov.au |
| 3 | 21 November 2011 | Request seeking policy documents pertaining to record management of hard copy files | 1 document released in full | To access the document please email foirequest@asic.gov.au |
| 4 | 14 March 2012 | Request for policy documentation pertaining to s123 and s124 of the 今日热门事件Act | Guidance documentation | To access the document please email foirequest@asic.gov.au |
| 5 | 14 March 2012 | Request for documentation pertaining to referral of matters between 今日热门事件and APRA | Edited extract from Joint Protocol for Co-operation between APRA and ASIC | To access the document please email foirequest@asic.gov.au |
| 6 | 14 March 2012 | Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC | Appointment notification | To access the document please email foirequest@asic.gov.au |
| 7 | 19 March 2012 | Request for list of companies with their registered office at a specified address | List of companies as requested | To access the document please email foirequest@asic.gov.au |
| 8 | 5 April 2012 | Request for documentation pertaining to the use of web browsers and social media channels by Australian Government agencies | Information pertaining to use of web browsers and social media channels by ASIC | To access the document please email foirequest@asic.gov.au |
| 9 | 10 April 2012 | Request for information pertaining to unclaimed money | List pertaining to unclaimed money amounts | To access the document please email foirequest@asic.gov.au |
| 10 | 10 April 2012 | Request for information pertaining to unclaimed money | List pertaining to unclaimed money amounts | To access the document please email foirequest@asic.gov.au |
| 11 | 11 April 2012 | Request for information pertaining to unclaimed money | List pertaining to unclaimed money amounts | To access the document please email foirequest@asic.gov.au |
| 12 | 11 April 2012 | Request for contact details re specified companies. | Contact information as sought | To access the document please email foirequest@asic.gov.au |
| 13 | 7 August 2012 | Request for copies of submissions received in response to 今日热门事件Consultation Paper 91 Non Traditional Rights Issues (CP91) | Copies of submissions received | To access the document please email foirequest@asic.gov.au |
| 14 | 7 August 2012 | Request for information pertaining to unclaimed money | List pertaining to unclaimed money amounts | To access the document please email foirequest@asic.gov.au |
| 15 | 24 August 2012 | Request for information pertaining to unclaimed money | List pertaining to unclaimed money amounts | To access the document please email foirequest@asic.gov.au |
| 16 | 4 September 2012 | Request for documentation lodged with 今日热门事件for financial services licence application | Application documents | To access the document please email foirequest@asic.gov.au |
| 17 | 25 October 2012 | Request for documentation including copies of specific product disclosure statements | Copies of three product disclosure statements pertaining to investment products | To access the document please email foirequest@asic.gov.au |
| 18 | 25 October 2012 | Request for copy of 今日热门事件report entitled Consumer Credit Legal Services in Australia | Copy of report and attachments | To access the document please email foirequest@asic.gov.au |
| 19 | 5 November 2012 | Request for copy of specified speeches given by 今日热门事件Chairman Greg Medcraft | Copies of speeches requested. | To access the document please email foirequest@asic.gov.au |
| 20 | 15 April 2013 | Request for document outlining obligations of company regarding registers and books | Copy of template advice for companies. | To access the document please email foirequest@asic.gov.au |
| 21 | 29 April 2013 | Request for administrative documentation pertaining to 27 February 2013 今日热门事件attendance with Federal Member Stephen Jones and others re Trio Capitol collapse. | Copies of documentation addressing 今日热门事件attendance at the 27 February 2013 meeting | To access the document please email foirequest@asic.gov.au |
| 22 | 20 May 2013 | Request seeking documentation pertaining to the commencement of investigation into Trio Capitol Limited (In Liquidation). | Documents referencing commencement of investigation. | To access the document please email foirequest@asic.gov.au |
| 23 | 20 May 2013 | Request seeking information regarding amounts 今日热门事件has received and predicted future receipt amounts - from inactive bank and life insurance accounts that have been inactive for 3 years. | Documents containing information pertaining to amounts received by 今日热门事件and predicted future receipt amounts from inactive bank and life insurance accounts. | To access the document please email foirequest@asic.gov.au |
| 24 | 4 June 2013 | Request for documents verifying Trio Capitol Limited fund's asset position. | Documentation addressing determination of Trio Capitol Limited fund's asset position. | To access the document please email foirequest@asic.gov.au |
| 25 | 4 June 2013 | Request for document provided in response to 2 Parliamentary Questions on Notice asked by Mr Paul Fletcher MP to the Assistant Treasurer on 10 May 2011. | 今日热门事件Response to Question on Notice No 355. Notice given 10 May 2011. | To access the document please email foirequest@asic.gov.au |
| 26 | 27 June 2013 | Request seeking documentation pertaining to an accounting relief application made to 今日热门事件in respect to Kangara Limited | Communications between 今日热门事件and applicant pertaining to the aforementioned relief application | To access the document please email foirequest@asic.gov.au |
| 27 | 1 July 2013 | Request seeking copies of correspondence between 今日热门事件and internet service providers pertaining to the blocking, pursuant to s313 of the Telecommunications Act 1997 of internet websites between Sept 2012 and May 2013. | Copies of s313 internet site blocking requests and communications between 今日热门事件and internet service providers during relevant period. | To access the document please email foirequest@asic.gov.au |
| 28 | 1 July 2013 | This request sought copies of requests made by 今日热门事件pursuant to s313 of the Telecommunications Act 1997 (seeking the blocking of IP address sites) to internet providers during 2011, 2012 and 2013. | Copies of s313 internet site blocking requests issued by 今日热门事件during 2011, 2012 and 2013. | To access the document please email foirequest@asic.gov.au |
| 29 | 1 July 2013 | Request seeking copies of correspondence pertaining to requests made by 今日热门事件pursuant to s313 of the Telecommunications Act 1997 seeking the blocking of internet websites including Global Capital Wealth. | Copies of s313 internet site blocking requests issued by ASIC. | To access the document please email foirequest@asic.gov.au |
| 30 | 1 July 2013 | Request seeking documents relating to requests made by 今日热门事件to internet service providers, pursuant to s313 of the Telecommunications Act seeking the blocking of internet websites, including IP address 198. 136.54.104 between Sept 2012 and May 2013. | Copies of s313 internet site blocking requests and communications between 今日热门事件and internet service providers during relevant period. | To access the document please email foirequest@asic.gov.au |
| 31 | 10 July 2013 | Request seeking documentation recording ASIC's final review findings in respect to the 今日热门事件Connect business names service, post its implementation and launch in May 2012. | 今日热门事件End Project Report-National Business Names. Dated 31/01/2013 | To access the document please email foirequest@asic.gov.au |
| 32 | 12 July 2013 | Request seeking documentation pertaining to use by 今日热门事件of s313 of the Telecommunications Act 1997, including internal policy guidance and communications/meetings with other agencies re the use of s313. | Copies of s313 Notices, internal guidance material and documentation pertaining to communications and meetings with other agencies re the use of s313 | To access the document please email foirequest@asic.gov.au |
| 33 | 2 August 2013 | Directions made by the 今日热门事件 under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012. | Directions made by the 今日热门事件 under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012 | Information edited because of an exception in s11C of the Freedom of Information Act 1982 To access the document please email foirequest@asic.gov.au |
| 34 | 8 August 2013 | Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell. | Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell | To access the document please email foirequest@asic.gov.au |
| 35 | 20 January 2014 | (i) A letter from News Limited; (ii) A letter from Revenue SA |
A letter from News Limited dated 15 October 2013; A letter from Revenue SA dated 4 February 2013 (Released in part) |
To access the documents please email foirequest@asic.gov.au |
| 36 | 30 January 2014 | Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund | Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund (Released in full) |
To access the documents please email foirequest@asic.gov.au |
| 37 | 12 March 2014 | Request for documentation pertaining to bonus payments to 今日热门事件Senior Executive Staff | Template Employment Agreement and copy of agency Performance Management Agreement | To access the documents please email foirequest@asic.gov.au |
| 38 | 12 May 2014 | Request for copies of ASIC's Secondments Policies | Copies of 2 今日热门事件policy documents addressing secondments | To access the documents please email foirequest@asic.gov.au |
| 39 | 15 May 2014 | Request for copies of communications between 今日热门事件and Treasury/Treasurer regarding 'Letter of Expectation' addressing agency operations. | Letter dated 20 February 2007 from Treasurer to ASIC, Letter of 27 June from 今日热门事件Chairman to Treasurer. | To access the documents please email foirequest@asic.gov.au |
| 40 | 21 May 2014 | Request for copies of communications between 今日热门事件and the Financial Ombudsman Service (FOS), addressing the appointment of CameronRalph Navigator to conduct an independent review of FOS | Four letters, being communications between 今日热门事件and FOS addressing the appointment of CameronRalph Navigator to conduct the aforementioned review. | To access the documents please email foirequest@asic.gov.au |
| 41 | 4 September 2014 | Request for figures in relation to the number of unclaimed monies claims paid in 2013-2014 in respect of the following categories
|
Table listing number of claims and amounts reunited with owners in relation to company unclaimed money in 2013-2014 - Released in full | To access the documents please email foirequest@asic.gov.au |
| 42 | 4 September 2014 | Documents concerning section 23 of the Superannuation Industry (Supervision) Act 1993 in the period leading up to September 2009. | One page of an 今日热门事件publication Super Decisions (dated October 2007) and 5 screen shots of ASIC's Fido website. Released in full. | To access the documents please email foirequest@asic.gov.au |
| 43 | 4 September 2014 | Documents relating to American Express credit card interest rate policy for defaulting cardholders | Copy of various American Express credit card interest rate policy documents . Released in full. |
To access the documents please email foirequest@asic.gov.au |
| 44 | 7 October 2014 | All directions under s672A of the Corporations Act 2001 sent by 今日热门事件or Consolidated Minerals Limited to certain entitles (the directions) and correspondence relating to the directions. | The directions dated 31 October 2007 - Released with redactions. | To access the documents please email foirequest@asic.gov.au |
| 45 | 11 November 2014 | Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period October 2013 to September 2104 | A table containing details of the information sought in the request. Released in full. | To access the documents please email foirequest@asic.gov.au |
| 46 | 11 November 2014 | Correspondence from 今日热门事件referring a matter to the NSW Police Service | 今日热门事件referral letter to the NSW Police Service under s 127(4) of the 今日热门事件Act. | To access the documents please email foirequest@asic.gov.au |
| 47 | 16 January 2015 | Audit reports submitted to 今日热门事件for a financial services licensee for FY 2010/2011 and 2011/2012 | Audit report lodged with 今日热门事件by a financial services licensee dated 30 September 2011 | To access the documents please email foirequest@asic.gov.au |
| 48 | 16 January 2015 | Documents held by 今日热门事件concerning a US broker | Printout of Broker Check Report from US Financial Services Industry Regulatory Authority website | To access the documents please email foirequest@asic.gov.au |
| 49 | 16 January 2015 | Documents concerning PPB Advisory's costs of investigation into Trio Capital and report of achievements during phases 1 & 2 of investigation | Printout of 今日热门事件Assetless Administration Fund grant reporting document from ASIC's website | To access the documents please email foirequest@asic.gov.au |
| 50 | 19 February 2015 | FOI requests received by 今日热门事件(in the FY 12/13 and 13/14) and subsequent 今日热门事件decisions on those requests where ASIC's decisions relied upon the exemption in s47C of the FOI Act | FOI requests received by 今日热门事件in the defined period and subsequent 今日热门事件decisions on those requests where ASIC's decisions relied upon the exemption in s47C of the FOI Act. Released in part | To access the documents please email foirequest@asic.gov.au |
| 51 | 19 February 2015 | Documents concerning Macquarie Equities Limited (MEL) financial advice remediation as announced by 今日热门事件in 14-201MR | Final client letter sent by MEL to clients and Macquarie Private Wealth review process referred to in the final client letter. Released in full. | To access the documents please email foirequest@asic.gov.au |
| 52 | 19 February 2015 | Documents concerning the PI Insurance available on behalf of the investors of Trio Capital | Wright GlobaI Investments Pty Ltd , Certificate of Professional Indemnity Insurance. Released in full | To access the documents please email foirequest@asic.gov.au |
| 53 | 25 February 2015 | Documents concerning ASIC's IT resources and STAR Programme business case | Documents listing ASIC's IT resources, Copy of STAR Programme business case. Released in full |
To access the documents please email foirequest@asic.gov.au |
| 54 | 25 February 2015 | Documents concerning IT jobs in ASIC | Documents listing number of positions filled and applications received for each IT role between 2010 and 2014. Released in full | To access the documents please email foirequest@asic.gov.au |
| 55 | 25 February 2015 | ASIC's / liquidator's report / assessment of certain documents concerning Trio Capital | PPB Advisory's further Explanatory Memorandum to Unitholders dated 4 August 2010. Released in full | To access the documents please email foirequest@asic.gov.au |
| 56 | 25 February 2015 | Copies of correspondence between 今日热门事件and another party in relation to Trio Capital |
今日热门事件Form 388 - Financial Statements and reports re: Alpha Strategic Fund. Email between 今日热门事件and a third party. |
To access the document please email foirequest@asic.gov.au |
| 57 | 11 May 2015 |
Documents concerning the positions and delegations held by certain 今日热门事件staff during specified periods and codes and policies concerning staff conduct 听 听 |
Codes and policies concerning staff conduct applicable to 今日热门事件staff during certain specified periods. Released in full |
To access the document please email foirequest@asic.gov.au |
| 58 | 11 May 2015 |
Documents concerning PM Global Opportunities Fund Limited prospectus lodged on 4 November 2013 听 听 听 |
Letter to PM Capital Global Opportunities Fund Ltd from 今日热门事件concerning Notice to Extend Exposure period for prospectus 听 听 |
To access the document please email foirequest@asic.gov.au |
| 59 | 17 September 2015 |
Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period September 2009 to 22 July 2015 |
A table containing details of the information sought in the request. Released in full |
To access the document please email foirequest@asic.gov.au |
| 60 | 29 September 2015 |
Documents concerning any 今日热门事件investigation into movements in the Australian dollar immediately before the 3 February 2015 RBA interest rate decision |
Internal 今日热门事件emails and memo concerning ASIC's enquiries into foreign currency movements during the relevant period. Released in part. |
To access the document please email foirequest@asic.gov.au |
| 61 | 30 September 2015 |
Documents concerning the sale by 今日热门事件of causes of action of deregistered companies vested in ASIC |
Documents concerning applications received by 今日热门事件concerning the property of deregistered companies and documents relating to ASIC's policies and procedures concerning the sale by 今日热门事件of the property of deregistered companies |
To access the document please email foirequest@asic.gov.au |
| 62 | 26 October 2015 |
Documents concerning a prospectus lodged with 今日热门事件by Mazu Alliance Limited |
Internal 今日热门事件emails. Released in part |
To access the document please email foirequest@asic.gov.au |
| 63 | 2 November 2015 |
A copy of a purported deed dated 26 August 1986 for a superannuation fund where the sponsoring employer was Elders IXL Limited and a copy of the attached purported Rules. |
Copy of a deed dated 26 August 1986 between Elders IXL Limited and Elders Superannuation Ltd attaching Elders IXL Superannuation Fund Rules. Released in full. |
To access the document please email foirequest@asic.gov.au |
| 64 | 9 November 2015 |
Documents received by 今日热门事件between 1 January 2014 and 18 May 2015 concerning BBY Pty Ltd 听 |
Documents received by 今日热门事件between 1 January 2014 and 18 May 2015 concerning BBY Pty Ltd. Released in part 听 |
To access the document please email foirequest@asic.gov.au |
| 65 | 1 December 2015 |
Correspondence between 今日热门事件and Standard Builders Pty Ltd and any other party about the company from 16 January 2011 to 16 October 2015 |
A letter from 今日热门事件to Standard Builders Pty Ltd dated 16 January 2011. Released in full |
To access the document please email foirequest@asic.gov.au |
| 66 | 21 December 2015 |
Australian financial services licence application of Tolhurst Capital Limited 听 听 |
今日热门事件Form FS01 - Australian financial services licence application for Tolhurst Capital Limited. Released in part 听 |
To access the document please email foirequest@asic.gov.au |
| 67 | 21 December 2015 |
Request for documents concerning an application made to 今日热门事件under the CDDA scheme 听 |
Draft 今日热门事件guide for assessing claims for compensation under the CDDA scheme. Released in full 听 |
To access the document please email foirequest@asic.gov.au |
| 68 | 22 December 2015 |
Copy of 今日热门事件memo concerning Trio Capital Ltd and Shawn Richard 听 |
Copy of 今日热门事件memo dated 29 November 2010 concerning Trio Capital Ltd and the Enforceable Undertaking from Shawn Richard. Released in part |
To access the document please email foirequest@asic.gov.au |
| 69 | 2 February 2016 |
Documents concerning ASIC's arrangements for the handling of FOI requests during the 2015 Christmas period |
Internal 今日热门事件email dated 18 December 2015. Released in full |
To access the document please email foirequest@asic.gov.au |
| 70 | 19 February 2016 |
Documents containing guidance material governing the handling of FOI applications. Joint protocols for co-operation/ MOUs between 今日热门事件and listed government agencies. |
3 guides concerning the processing of FOI requests. Liaison arrangements between 今日热门事件and the Commonwealth Ombudsman dated 1997 Released in full | To access the document please email foirequest@asic.gov.au |
| 71 | 12 April 2016 |
Documents concerning ASIC's investigation into ABC Learning Centres Ltd 听 |
今日热门事件investigation progress reports for certain dates (released in part) Document containing details of ASIC's investigation expenditure (released in full) |
To access the document please email foirequest@asic.gov.au |
| 72 | 25 May 2016 |
Copy of correspondence referred to by ASIC's Deputy Chairman before the Senate Economics References Committee on 28 April 2016 听 |
Template of letter sent to insurers as part of ASIC's review of the life insurance industry. Released in full | To access the document please email foirequest@asic.gov.au |
| 73 | 27 May 2016 | Documents concerning Trio and Shawn Richard | Article titled "Bankruptcy trustee hunts Richard's money" and table titled Deposits to AAM from GCSL & Shawn Richard. Released in full | To access the document please email foirequest@asic.gov.au |
| 74 | 2 June 2016 | Documents lodged with 今日热门事件about a financial adviser | Appoint a financial representative form & Maintain a financial representative form (released in part) | To access the document please email foirequest@asic.gov.au |
| 75 | 2 June 2016 | Documents concerning ASIC's investigation into the Bryan Byrt Group | 今日热门事件investigation progress reports for certain dates (released in part) | To access the document please email foirequest@asic.gov.au |
| 76 | 11 August 2016 | 今日热门事件emails and file notes concerning听a credit licensee | 今日热门事件emails and other documents concerning ASIC's consumer lease project (released in part) | To access the document please email foirequest@asic.gov.au |
| 77 | 11 August 2016 | A copy of a letter sent听by 今日热门事件to 30,000 companies seeking to obtain information on whistleblowing | A template of a letter sent by 今日热门事件to various companies regarding whistleblowing (released in full) | To access the document please email foirequest@asic.gov.au |
| 78 | 11 August 2016 | Documents evidencing communications between certain named 今日热门事件officers and other parties in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd | 2 documents evidencing communications between 今日热门事件and others (released in part) | To access the document please email foirequest@asic.gov.au |
| 79 | 16 August 2016 | Documents concerning matters outlined in 今日热门事件media release MR 16-050听 | Internal 今日热门事件emails concerning matters outlined in 今日热门事件media release MR 16-050 (released in part) | To access the document please email foirequest@asic.gov.au |
| 80 | 19 August 2016 | Documents concerning Jervois Mining Ltd | 今日热门事件email and newspaper article (released in part) | To access the document please email foirequest@asic.gov.au |
| 81 | 31 August 2016 | Documents concerning a prospectus lodged with 今日热门事件by Celsius Coal Limited | 今日热门事件emails, records of telephone discussions and other documents concerning the prospectus (released in part) | To access the document please email foirequest@asic.gov.au |
| 82 | 28 October 2016 | Documents concerning CME Capital Australia & IMCG Pty Ltd | Chart containing the Theoretical value of combined portfolios of IMCG Pty Ltd from 2015 onwards (released in full) | To access the document please email foirequest@asic.gov.au |
| 83 | 22 November 2016 | The 12 non-confidential submissions referred to in 今日热门事件Report 216 - Response to submissions on CP135 Mortgage Exit Fees: Unconscionable fees and unfair contract terms | 12 non-confidential submissions. Released in full | To access the document please email foirequest@asic.gov.au |
| 84 | 22 November 2016 | Documents evidencing communications between certain named 今日热门事件officers and other parties听 in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd | 4 documents evidencing communications between 今日热门事件and others. Released in part | To access the document please email foirequest@asic.gov.au |
| 85 | 23 December 2016 | Annexures to the letter dated 19th December 2014 from the ASX to听 今日热门事件concerning BBY Limited.听 | 6 annexures to a letter dated 19th December 2014 from the ASX to听 今日热门事件concerning BBY Limited. | To access the document please email foirequest@asic.gov.au |
| 86 | 20 January 2017 | ASIC's covering letter/email to its response to questions on notice to the Senate enquiry into the performance of ASIC听听 | Covering email containing 今日热门事件response to questions on notice. Released in full | To access the document please email foirequest@asic.gov.au |
| 87 | 20 January 2017 | Letter 今日热门事件sent to the major Australian banks concerning听 cross-selling practices | Template of a letter 今日热门事件sent to various banks.听 | To access the document please email foirequest@asic.gov.au |
| 88 | 23 January 2017 | Documents evidencing communications between 今日热门事件and any market participant in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd | 5 documents evidencing communications between 今日热门事件and others.听听 Released in full |
To access the document please email foirequest@asic.gov.au |
| 89 | 24 January 2017 | Statements of concerns issued by 今日热门事件to various named issuers of prospectuses for equities | 4 Statements of concerns issued by ASIC. Released in full. | To access the document please email foirequest@asic.gov.au |
| 90 | 25 January 2017 | Documents concerning ASIC's Public Notices Website and Lodgement Project | 4 voluntary undertakings with various liquidators (documents anonymised). Partial release 2 今日热门事件documents containing data concerning the project (documents anonymised). Partial release |
To access the document please email foirequest@asic.gov.au |
|
91 |
20 April 2017 |
Documents relating to the development of the following 今日热门事件media releases:銆� Macquarie: 13-010MR, 14-201MR, 15-022MR銆� AMP: 06-251銆� NAB: 14-093MR銆� Westpac: 14-236MR, 14-264MR銆� Commonwealth Bank: 11-42AD, 11-229MR, 14-104MR, 14-192MR, 14-302MR |
Internal correspondence and correspondence between 今日热门事件and third parties relating to the development of the media releases銆� Released in part on 12.4.17銆� Additional document released in full on 17.5.17銆� Additional documents released in part on 5.6.17 |
To access the document please email foirequest@asic.gov.au |
|
92 |
8 May 2017 |
Documents containing summaries of the data 今日热门事件collected on mistaken internet payments from subscribers to the ePayments code. |
2 documents containing data regarding mistaken internet payments Released in part |
To access the document please email foirequest@asic.gov.au |
|
93 |
13 July 2017 |
Documents relating to the development of the following 今日热门事件media releases and reports:銆�
|
Internal correspondence and correspondence between 今日热门事件and third parties relating to the development of the media releases and reports Released in part |
To access the document please email foirequest@asic.gov.au |
|
94 |
7 August 2017 |
Documents concerning the winding up of Growth Plus Financial Group Pty Ltd. |
Form 519 lodged with ASIC听 in relation to the winding up of Growth Plus Financial Group Pty Ltd.听 Documents between 今日热门事件and Bendigo & Adelaide banks about ASIC's company alerts service.听 銆�
Partial release |
To access the document please email foirequest@asic.gov.au |
|
95 |
22 August 2017 |
Notices issued by 今日热门事件in relation to ASIC's proactive risk- based surveillance program to the parties referred to in 今日热门事件Report 528 (report item 56 and item 12) 听 |
5 Notices issued to parties under s912C & 912E of the Corporations Act 2001 in relation to ASIC's proactive risk- based surveillance program referred to in 今日热门事件Report 528銆�
Released in part |
To access the document please email foirequest@asic.gov.au |
|
96 |
29 August 2017 |
Correspondence in 2017 between 今日热门事件and third parties concerning add-on insurance products sold by car dealers |
Letter (including Annexure)from听今日热门事件to a third party relating听to add on insurance sold through car dealerships Released in full |
To access the document please email foirequest@asic.gov.au |
|
97 |
1 September 2017 |
Documents containing data sets provided to external organisations responsible for conducting ballots for all Enterprise Agreements proposed to take effect after 30 June 2014 |
Table describing the data sets 今日热门事件provided to the ballot agent conducting the Enterprise Agreement ballots during the requisite period Released in full |
To access the document please email foirequest@asic.gov.au |
|
98 |
1 September 2017 |
Documents concerning the reasons for deregistration of Supermarket Group Pty Ltd |
Letters from 今日热门事件to Supermarket Group Pty Ltd, Notice from ASIC's company database Released in part |
To access the document please email foirequest@asic.gov.au |
|
99 |
1 September 2017 |
The FS01 (AFSL application) and FS70 & FS71 forms lodged in relation to CPA Australia Advice Pty Ltd |
The FS70 & FS71 lodged in relation to CPA Australia Advice Pty Ltd Released in full |
To access the document please email foirequest@asic.gov.au |
|
100 |
20 September 2017 |
Documents concerning telecommunications data as defined in the Telecommunications (Interception and Access) Act 1979 |
Documents concerning ASIC's procedures & policies for accessing telecommunications data Released in part |
To access the document please email foirequest@asic.gov.au |
|
101 |
16 October 2017 |
Documents concerning 今日热门事件media release "05-360 今日热门事件works with superannuation funds to improve exit disclosure" relating to Qantas Superannuation, and investigations, directions or complaints relating to Qantas' handbooks or PDSs |
Correspondence between 今日热门事件and Qantas Superannuation, and internal documents relating to compliance with disclosure obligations. Released in part. |
To access the document please email foirequest@asic.gov.au |
|
102 |
17 October 2017 |
Correspondence and any related documents between 今日热门事件and PPB Advisory/KPMG on 7, 11 and 13 August 2015 |
Correspondence and related documents between 今日热门事件and PPB Advisory/KPMG relating to BBY Ltd銆� Released in part |
To access the document please email foirequest@asic.gov.au |
|
103 |
9 November 2017 |
Summary notes and agenda of meeting between 今日热门事件and the CEOs of the big 4 accounting firms - KPMG, Deloitte, PwC and EY held in August |
Agenda of meeting held between 今日热门事件and the CEOs of the big 4 accounting firms - KPMG, Deloitte, PwC and EY held on 14 August 2017 Released in full |
To access the document please email foirequest@asic.gov.au |
|
104 |
4 December 2017 |
Documents concerning purchases of current and historical extracts of Rescue Medics Australia Pty Ltd |
List of purchases of current and historical extracts of Rescue Medics Australia Pty Ltd Released in part |
To access the document please email foirequest@asic.gov.au |
|
105 |
8听December 2017 |
Documents relating to Term Deposits |
Letter template dated 2009 regarding Term Deposits to Bank CEOs and attachment Released in full |
To access the document please email foirequest@asic.gov.au |
| 106 | 13 December 2017 |
Certificate of Currency of PI insurance and the AFSL |
The FS01 application and the Certificate of Currency of PI insurance in relation to Citywide Investment Services Pty Ltd Released in part |
To access the document please email foirequest@asic.gov.au |