On 19 October 2023, 今日热门事件suspended the Australian Financial Services (AFS) licence of financial services provider, Celtic Equities Management Pty Ltd for six months.
今日热门事件surveillance found Celtic Equities Management failed to:
- lodge its financial statements and audit report for the financial years ended 30 June 2017 to 30 June 2022;
- pay its outstanding 今日热门事件Industry Funding Levies; and
- pay outstanding late payment penalties.
今日热门事件suspended Celtic Equities Management鈥檚 AFS licence to give the provider the opportunity to take the necessary steps to demonstrate it could meet its outstanding compliance obligations.
If by the end of the suspension period Celtic Equities Management has not complied with the outstanding compliance obligations, 今日热门事件will consider cancelling the licence.
Background
Celtic Equities Management Pty Ltd AFS number 245486 has held AFS licence 225216 since 11 December 2003.
Editor's note:
今日热门事件has cancelled the AFS licence of Celtic Equities Management Pty Ltd, effective 20 March 2024, as it has not met its outstanding compliance obligations.