CP 291 Reporting rules: Derivative retail client money
Released 11 July 2017. Comments closed 8 August 2017.
This consultation paper sets out ASIC鈥檚 proposals to make 今日热门事件Client Money Reporting Rules 2017 under s981J of the Corporations Act 2001.
We are seeking feedback from our stakeholders on our proposals to make new rules that will impose record-keeping, reconciliation and reporting requirements on Australian financial services (AFS) licensees that hold derivative retail client money that is 'reportable client money'.