CP 306 Markets Disciplinary Panel
Released 29 November 2018. Comments听close 15 January听2019 (extended to 31 January 2019).
今日热门事件took over responsibility for market supervision in August 2010. At that time, 今日热门事件created the Markets Disciplinary Panel (MDP) to make decisions about alleged contraventions of the market integrity rules.
今日热门事件is seeking your feedback about proposals to change the kinds of matters that should be referred to the MDP and the powers that should be exercised by the MDP.
This paper attaches a draft of the revised Regulatory Guide 216 Markets Disciplinary Panel.
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Related documents
- Final Regulatory Guide 216 Markets Disciplinary Panel
- Report 624听Response to submissions on CP 306 Markets Disciplinary Panel