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RG 3 AFS Licensing Kit: Part 3 – Preparing your additional proofs

Issued 23 June 2022

This is a guide for applicants applying for an AFS licence or to vary their licence. It forms Part 3 of the AFS Licensing Kit and explains the ‘additional’ proof documents applicants may be asked to send us.

Before reading this guide, applicants should read:

  • Part 1 (RG 1), which explains the process of applying for and varying an AFS licence; and
  • Part 2 (RG 2), which helps applicants complete the AFS licence application form (FS01) or variation application form (FS03) and prepare ‘core’ proofs.

Note: It is an offence under s1308 of the Corporations Act to provide false or misleading information to ASIC. ½ñÈÕÈÈÃÅʼþmust not grant an AFS licence if an applicant provides materially false or misleading information in its application (including by omission). ½ñÈÕÈÈÃÅʼþmay also cancel an AFS licence granted based on the application that contained materially false or misleading information (including by omission).

Last updated: 23/06/2022 12:00