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REP 619 Market integrity report: July to December 2018

Released听31 May 2019

We are driving the integrity, confidence and innovation of Australian markets so firms can thrive and investors can participate with confidence.

This report highlights some of the activities the Market Integrity Group undertook between 1 July and 31 December 2018, and includes our priorities for the rest of the financial year.

听Criminal Proceedings

Criminal actions

  • 2 people charged in criminal proceedings
  • 4听criminal charges laid against 2 people
  • 1 person found guilty of 2 charges
听Civil Outcomes

Civil outcomes

  • $3.65 million in civil penalties
  • 3 court enforceable undertaking
  • $15.5 million in community benefit payments
听Bannings

Bannings and infringement notices

  • 2 infringement notice issued
  • $153,000 in infringement notices paid
  • 3 people banned from providing financial services

  • 2 Australian financial services licences cancelled

Last updated: 31/05/2019 12:00