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17 September 2024 - SPEECH
Effective compliance: Perspectives from the regulator

Key points More than ever, compliance professionals can play a strategic role in the boardroom. Written policies and procedures provide the ...

17 September 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþexpands operational resilience guidance for market participants

½ñÈÕÈÈÃÅʼþhas today released a letter to market participants outlining technological and operational resilience guidance, clarifying how to identify ...

13 September 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþupdates superannuation forecasts relief instrument

Key points ½ñÈÕÈÈÃÅʼþhas updated the default rate of nominal wage inflation in ½ñÈÕÈÈÃÅʼþ(Superannuation Calculators and Retirement Estimates) Instrument ...

11 September 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþwarns consumers of suspicious investment opportunities in digital gold vaults

Key points ½ñÈÕÈÈÃÅʼþis alerting consumers about suspicious investment opportunities in digital gold vaults by unlicensed financial services entities. ...

6 September 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþreleases August 2024 financial adviser exam results

½ñÈÕÈÈÃÅʼþtoday released the exam results from the 26th Financial Advisers Exam cycle, held in August 2024. The exam, conducted by the Australian Council ...

5 September 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþupdates misconduct reporting guidance for external administrators and controllers

½ñÈÕÈÈÃÅʼþhas today released its updated regulatory guidance for external administrators and controllers when reporting and lodging statutory reports ...

2 September 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþand APRA host Superannuation CEO Roundtables

½ñÈÕÈÈÃÅʼþand APRA have released public notes from the latest Superannuation CEO Roundtables, held on Tuesday, 18 June and Tuesday, 16 July 2024. The ...

28 August 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþpilots new portal for Australian financial service licence applications

Key points ½ñÈÕÈÈÃÅʼþis developing a new digital portal for licensing, which includes applying, varying, and cancelling an Australian financial services ...

22 August 2024 - SPEECH
Professional judgement at the insolvency frontline

Key points ½ñÈÕÈÈÃÅʼþhas revised its regulatory guidance for registered liquidators and commenced a review of its internal processes. Updates to RG 16 ...

21 August 2024 - NEWS ITEM
½ñÈÕÈÈÃÅʼþreleases workshop summary document on servicing First Nations communities with a focus on culture, community and engagement

Key points ASIC’s workshop highlighted a range of approaches for providing accessible and effective engagement channels through in-person services ...

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Last updated: 10/08/2024 11:24